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Creation of a Hedge Fund in the U.S.
Regulatory Enviornment
Items for
consideration when forming a hedge fund
Overview of the role of the US regulatory bodies
Recent regulatory developments facing
hedge fund managers
Biography: Christopher
Pilkerton directs the firm’s litigation practice. Mr. Pilkerton has
most recently served as Senior Counsel to the Enforcement Division
of the U.S. Securities and Exchange Commission. His responsibilities
at the SEC included investigating corporate accounting fraud
schemes, hedge fund and penny stock manipulation, international
stock swaps, and insider trading among corporate boards and
investment trusts. During this time, Mr. Pilkerton worked closely
with the New York Stock Exchange, the National Association of
Securities Dealers, and several of the securities agencies
throughout Europe and South America.
Prior to working at the SEC, Mr. Pilkerton was a trial attorney in
the Manhattan District Attorney’s Office. During his tenure he
handled prosecution in an array of criminal matters from narcotics
trafficking to white collar crimes, with a focus on money
laundering, tax fraud and terrorism inquiries. In addition, he
worked closely with the Federal Bureau of Investigation and the New
York Police Department in conducting wiretap investigations and jury
trials. Mr. Pilkerton has also conducted international financial
investigations while working for a private firm under the direction
of the former Director of Worldwide Operations for the Central
Intelligence Agency.
Mr. Pilkerton’s unique background and industry knowledge enables us
to provide comprehensive litigation representation to both private
individuals and corporate entities. A Member of the New York State
Bar, his legal work in the District of Columbia is limited to
proceedings before federal courts and matters concerning federal
agencies.
Mr. Pilkerton is a Washington, D.C. native and an active supporter
of community involvement. He holds a Masters of Public Affairs from
Columbia University in addition to a JD and a Certificate in Public
Policy, as awarded by the Catholic University of America. While in
law school, he was Executive Editor of the Journal of Contemporary
Health Law & Policy and clerked for several federal agencies
including the U.S. Department of Justice Divisions of Organized
Crime and Racketeering, Office of International Affairs, and the
U.S. State Department’s Office of International Narcotics and Law
Enforcement. He has authored several articles that have been cited
by the U.S. Court of Appeals for the Ninth Circuit, the United
Nations, and law journals published by Harvard University, among
others. Mr. Pilkerton has lectured at universities on the topics of
organized crime and international money laundering.
Mr. Pilkerton is active in several professional committees of the
American Bar Association including the Young White Collar Crime
Attorneys Group, as well as the Montgomery County, MD Committee on
Hate and Violence.
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